Regulatory and Compliance, AML - Assistant Vice President
Company websiteicapital.com (iCapital, opens in new tab)
Base salary $110K to $145K
Employer-published annual base salary, USD. Advertised base range in New York, NY
You apply on the employer's own site. Six Figure Work does not handle applications.
- LocationNew York, NY
- WorkplaceWorkplace not stated
- Status at last checkSource accepting applications when checked
- Last checked (3 h ago) · observed since
About this job
About the Role
iCapital is looking to hire a Compliance Assistant Vice President to join its Regulatory and Compliance team to lead the review and approval process for investor AML and KYC with a strong private fund focus. This role will be responsible for ensuring compliance with all AML and KYC regulatory requirements and generally assisting the Legal and Compliance teams with various compliance-focused tasks.
Responsibilities
- Review of investor and client AML and KYC documentation, client communications, quarterly reporting and ongoing monitoring.
- Perform third party reliance testing and monitoring.
- Collaborate across various business lines on new initiatives, providing compliance guidance.
- Conduct AML screening review and dispositions.
- Assist in preparing for and responding to inquiries and audits.
Qualifications
- 5+ years of alternatives experience, preferably with both broker dealer and registered investment advisor experience
- Strong knowledge of the Investment Company Act of 1940, Securities Act of 1933 and Cayman Islands Anti-Money Laundering Regulations
- AML and KYC knowledge of regulatory requirements for private fund investors
- Experience with AML screening resolution vendor tools (i.e. LexisNexis, Worldcheck, ComplyAdvantage)
- Excellent verbal communication skills with the ability for personal interaction
- Thrives in a fast-paced environment with a continuous learning mindset
- Self-motivated with robust project management and process development skills
- ACAMS certification is preferred
- JD is a plus
Benefits
The base salary range for this role is $110,000 to $145,000. iCapital offers a compensation package which includes salary, equity for all full-time employees, and an annual performance bonus. Employees also receive a comprehensive benefits package that includes an employer matched retirement plan, generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling, parental leave, and unlimited paid time off (PTO).
We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office Monday-Thursday, with the flexibility to work remotely on Friday.
For additional information on iCapital, please visit https://www.icapitalnetwork.com/about-us Twitter: @icapitalnetwork | LinkedIn: https://www.linkedin.com/company/icapital-network-inc | Awards Disclaimer: https://www.icapitalnetwork.com/about-us/recognition/
iCapital is proud to be an Equal Employment Opportunity and Affirmative Action employer. We do not discriminate based upon race, religion, color, national origin, gender, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
Source: iCapital on Greenhouse · View original posting (opens in new tab)
Pay in context
This role's base floor ($110,000) is above 8% of the 322 Legal roles in New York listed on this site; 4 others list the same floor. Their median floor is $180,000; the middle half runs from $140,000 to $226,875.
Only jobs on this site count, and each one publishes a base salary of $100,000 or more, so this compares six-figure jobs with each other, not with the whole market. Computed Nov 8, 2026.
This listingRegulatory and Compliance, AML - Assistant Vice President$110K to $145K
Senior Software Integration Engineer - Assistant Vice President$110K to $130K
Corporate Finance, Equity - Assistant Vice President$110K to $140K
Strategic Planning and Business Management - Assistant Vice President$110K to $145K
Senior Software Integration Engineer - Assistant Vice President$110K to $130K
Feeder Fund Vendor Management - Assistant Vice President$110K to $145K
ETF and 1940 Act Registered Funds Compliance Officer - Assistant Vice President$110K to $145K
Chart as a table
| Role | Published base |
|---|---|
| Regulatory and Compliance, AML - Assistant Vice President (this listing) | $110K - $145K |
| Senior Software Integration Engineer - Assistant Vice President | $110K - $130K |
| Corporate Finance, Equity - Assistant Vice President | $110K - $140K |
| Strategic Planning and Business Management - Assistant Vice President | $110K - $145K |
| Senior Software Integration Engineer - Assistant Vice President | $110K - $130K |
| Feeder Fund Vendor Management - Assistant Vice President | $110K - $145K |
| ETF and 1940 Act Registered Funds Compliance Officer - Assistant Vice President | $110K - $145K |
Observed changes
- First observed on the employer's board
- Began meeting the published-salary criteria
- Observed since
- Employer-stated posting date
- 2026-09-18
Where this pay comes from
Location as the employer wrote it: New York, New York, United States
The base salary range for this role is $110,000 to $145,000. iCapital offers a compensation package which includes sala
- Method
- Employer text, read with fixed rules and re-verified
- Checked
- Rule set
- us-base-v2
The pay passage appears in the employer's own job text. Fixed, deterministic rules located it, and the passage below was checked against the stored copy of the posting.
What we verified
- The pay figures come from the employer's own listing, quoted exactly above.
- The pay is an annual base salary in US dollars with a minimum of at least $100,000.
- The role was publicly listed on the employer's job board when last checked.
We do not verify what the employer will actually offer, whether the employer is still recruiting for the role, or anything beyond what the employer published. Full methodology.